Performing BSA/AML/OFAC Risk Assessments Properly

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Presented By 247compliance

Friday, November 1st at 1:00pm EST

Online sale ends: 11/01/19 at 12:00pm EST

247compliance.com

247compliance 2035 Sunset Lake, RoadSuite B-2, Newark, Delaware - 247compliance

Online, DE 19702

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Talent

Gina J. Lowdermilk

Description

OVERVIEW

This 60-minute webinar will summarize the importance of performing BSA/AML/OFAC risk assessments properly. It will discuss the various components needed in order to implement an effective risk assessment, as well as, what is needed to maintain an appropriate risk assessment on-going of BSA/AML/OFAC. It will provide insight to what regulators and examiners expect from financial institutions in their BSA/AML/OFAC Risk assessments.

LEARNING OBJECTIVES

Conduct an effective BSA/AML Risk Assessment for your financial institution
Implement effective BSA/AML risk assessments.
Implement best-practice risk assessment strategies
Advise management on continuous monitoring of BSA/AML risk
Advise management of how the BSA/AML risk assessment plays a critical role in the Enterprise Risk Model
Recommend BSA/AML risk assessment approaches and oversight

WHY SHOULD YOU ATTEND

Regulatory scrutiny and focus continues to grow as the financial landscape evolves. It is more critical now to ensure that your organization is adhering to industry best practices when fulfilling its compliance obligations. Failure in understanding the expectations of regulators and examiners could potentially put an organization at risk for being non-complaint, which could in turn result in monetary fines, reputational damage, and imposed enforcement actions. By attending this webinar, you will assist in your compliance efforts by gaining valuable insight of expectations, approaches, and oversight our today’s compliance environment.

AREAS COVERED

BSA/AML/OFAC Risk Assessment ExpectationsImportance of working with all areas of financial institution for establishing appropriate risk ratings for BSA/AML/OFACAreas to be covered by the risk assessmentRisk rating guidelines and suggestionsMonitoring of risk ratings

WHO WILL BENEFIT?

Banking and Financial ServicesRisk ManagementCorporate GovernanceBanks and Credit Unions Accounting and TaxationReporting Metrics PoliciesRisk Management & ControlsFinancial Risk ManagementAudit & Inspection-RoleInternal AuditFinancial AuditDocumentation and Policy ManagementBanking & FinanceFinance Sox & Internal controlCompliance & EthicsFinancial Services and TradingAccounting Audits

SPEAKER

Dr. Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience.

For more detail please click on this below link:

http://bit.ly/2Npb2hc

Email: support@247compliance.com

Tel: +1-(510)-868-1040

Presented By

Time

1:00pm to 2:30pm
Doors open at 1:00pm

Price

General Admission: $199.00

Age

All Ages

Venue

247compliance.com<br> 247compliance 2035 Sunset Lake, RoadSuite B-2, Newark, Delaware - 247compliance<br> Online, 19702

Info Line

+1-(510)-868-1040